Securities Arbitration & Litigation
Jennifer Poole Farrar represents investors in select securities disputes involving broker misconduct, unsuitable investment recommendations, and investment fraud. She provides focused, results-driven advocacy in FINRA arbitration and related proceedings, informed by her experience representing financial professionals.
She represents investors in matters involving:
- Unsuitable investment recommendations
- Overconcentration
- Excessive trading (churning)
- Misrepresentations or omissions
- Insurance and annuity fraud
- Breach of fiduciary duty
- Elder financial abuse
- Securities fraud, including Ponzi schemes
Most securities matters are handled on a contingency fee basis, meaning you pay no attorney's fees unless compensation is recovered on your behalf.